• ICG : Notification of Major Holdings

    Source: Nasdaq GlobeNewswire / 20 Aug 2024 01:00:00   America/Chicago

    TR-1: Standard form for notification of major holdings

    1. Issuer Details
    ISIN
    GB00BYT1DJ19
    Issuer Name
    INTERMEDIATE CAPITAL GROUP PLC
    UK or Non-UK Issuer
    UK
    2. Reason for Notification
    An acquisition or disposal of financial instruments
    3. Details of person subject to the notification obligation
    Name
    JPMorgan Chase & Co.
    City of registered office (if applicable)

    Country of registered office (if applicable)
    US
    4. Details of the shareholder

    Name City of registered office Country of registered office
    J.P. Morgan Securities plc  

    5. Date on which the threshold was crossed or reached
    15-Aug-2024
    6. Date on which Issuer notified
    19-Aug-2024
    7. Total positions of person(s) subject to the notification obligation

    .% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
    Resulting situation on the date on which threshold was crossed or reached1.1375144.1567475.29426115385805
    Position of previous notification (if applicable)1.7787813.2762745.055055 

    8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
    8A. Voting rights attached to shares

    Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
    GB00BYT1DJ19 3305764 1.137514
    Sub Total 8.A33057641.137514%

    8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

    Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights
         
    Sub Total 8.B1   

    8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

    Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
    Cash-settled Equity Swap31/10/202431/10/2024Cash119680.004118
    Cash-settled Equity Swap10/12/202410/12/2024Cash19827270.682257
    Cash-settled Equity Swap19/12/202419/12/2024Cash9740780.335181
    Cash-settled Equity Swap31/12/202431/12/2024Cash31960.001100
    Cash-settled Equity Swap04/02/202504/02/2025Cash682850.023497
    Cash-settled Equity Swap11/03/202511/03/2025Cash6921540.238170
    Cash-settled Equity Swap02/07/202502/07/2025Cash563900.019404
    Cash-settled Equity Swap13/08/202513/08/2025Cash19942190.686211
    Cash-settled Equity Swap26/08/202526/08/2025Cash3000.000103
    Cash-settled Equity Swap02/09/202502/09/2025Cash495570.017053
    Cash-settled Equity Swap12/09/202512/09/2025Cash36520.001257
    Cash-settled Equity Swap16/10/202616/10/2026Cash224740.007733
    Cash-settled Equity Swap01/12/202701/12/2027Cash33150.001141
    Cash-settled Equity Swap02/12/202702/12/2027Cash32430.001116
    Cash-settled Equity Swap30/05/202830/05/2028Cash52780.001816
    Cash-settled Equity Swap04/07/202904/07/2029Cash38640.001330
    Cash-settled Equity Swap28/11/202428/11/2024Cash51380.001768
    Cash-settled Equity Swap17/09/202517/09/2025Cash48100.001655
    Cash-settled Equity Swap09/12/202409/12/2024Cash34290581.179940
    Cash-settled Equity Swap18/12/202418/12/2024Cash27635340.950933
    Cash-settled Equity Swap02/10/202502/10/2025Cash25270.000870
    Cash-settled Equity Swap17/08/202917/08/2029Cash2740.000094
    Sub Total 8.B2 120800414.156747%

    9. Information in relation to the person subject to the notification obligation
    2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

    Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
    JPMorgan Chase & Co.J.P. Morgan Securities plc 4.1567465.281181%
    JPMorgan Chase & Co.J.P. Morgan Securities LLC   
    JPMorgan Chase & Co.J.P. Morgan SE   

    10. In case of proxy voting
    Name of the proxy holder

    The number and % of voting rights held

    The date until which the voting rights will be held

    11. Additional Information
    Chain of controlled undertakings:

    JPMorgan Chase & Co.
    JPMorgan Chase Bank, National Association (100%)
    J.P. Morgan International Finance Limited (100%)
    J.P. Morgan Capital Holdings Limited (100%)
    J.P. Morgan Securities plc (100%)

    JPMorgan Chase & Co.
    JPMorgan Chase Holdings LLC (100%)
    J.P. Morgan Broker-Dealer Holdings Inc. (100%)
    J.P. Morgan Securities LLC (100%)

    JPMorgan Chase & Co.
    JPMorgan Chase Bank, National Association (100%)
    J.P. Morgan International Finance Limited (100%)
    J.P. Morgan SE (100%)
    12. Date of Completion
    19-Aug-2024
    13. Place Of Completion
    London, United Kingdom


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